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Internal Audit IT Audit Info Security
Internal Audit IT Audit Info Security
Interviewing Techniques for Effective Audits - OAG120 
How to Conduct Interviews to Improve Your Audit Process
Learning Level: Basic
CPEs: 16 Fee: $1,695.00
Focus and Features Who Should Attend Agenda Register
Agenda

  1. Overview of Interviewing in the Context of Internal Auditing
      - Interviewing as an essential skill
      - Types of Audit Evidence
      - An interview is not an interrogation
  2. Planning and Preparation
      - Establishing your objectives
      - To script or not to script?
      - Roles and responsibilities
      - Conversational Styles
      - Verbal and Non-Verbal Dimensions
      - Types of Questions
      - Listening Skills
      - Questioning Skills
      - Ways of documenting answers
  3. Preparing and Managing the Interviewee
      - Introductions and establishing rapport
      - Laying a foundation for understanding and trust
      - Establishing a professional conversation
      - Managing interviewee expectations
  4. Executing the Interview Itself
      - Asking your planned questions
      - Improvising follow-up questions
      - Listening to what is said—AND what is not said
      - Observing behavioral clues
      - Taking notes, making recordings
      - Special considerations: translators, escorts, group interviews
  5. Documenting the Interview
      - Making time to document
      - Independent versus collaborative records
      - Sharing notes with the interviewee
  6. Follow-up to Interviews
      - Round Two interviewing
      - Interviewing other parties
      - Designing audit testing to corroborate information

 

 
REGISTRATION QUESTIONS?
For questions about your registration, government and team discounts, or multiple registrations, please call Linda Ronconi at (508) 879-7999, ext. 501 or e-mail mis@misti.com.

IN-HOUSE SEMINARS
This seminar is available in-house. For more information about bringing this or other MIS seminars to your organization, please call Mimi Hatch at (410) 692-2465 or e-mail mhatch@misti.com.

 



Dates/Locations
June 13 - 14, 2013
New York
December 12 - 13, 2013
Orlando